Securities

The strength of RWO’s Securities Litigation Practice Group lies in the broad litigation, arbitration and mediation experience of RWO’s attorneys. When teamed with the expansive industry knowledge of our corporate lawyers, the result is a thorough and aggressive representation of our clients. RWO has represented a variety of clients in both the defense and prosecution of complex securities-based claims including civil actions, arbitrations and actions brought by governmental entities under federal and various state securities laws, including:

  • Regulatory Investigations and Proceedings
  • Market-timing Issues
  • Civil Enforcement Proceedings
  • Corporate Internal Investigations
  • Arbitration Proceedings
  • Derivative Shareholder Disputes
  • Fraud/Insider Trading
  • Broker – Dealer Issues

RWO attorneys in this practice area include:

Attorney