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Securities
Businesses seeking to finance their growth with debt or equity capital face a complex array of federal and state securities laws and regulations that govern the capital raising process. RWO’s securities attorneys have a wealth of experience assisting private and public companies, companies seeking to go public or to be acquired by a public company, and their principals in achieving compliance with these laws and regulations. We have assisted clients with a variety of financings, from "friends and family" rounds to "angel" financing to venture capital financing to their exit strategies--an initial public offering or an acquisition.
We also team with our publicly-held clients and their shareholders to comply with the reporting and other requirements of the Securities and Exchange Commission and the obligations of the various exchanges or markets on which their securities trade, including the requirements of the Sarbanes-Oxley Act of 2002.
In addition, the attorneys in RWO’s securities practice group use their extensive connections to introduce clients to potential sources of the capital and other resources they need to achieve their goals.
RWO attorneys in this practice area include:
Bryan A. Biesterfeld
Jeffrey A. Bartholomew
